Individual Wealth Advisement

Individuals and Families

HeadInvest is an independent Registered Investment Advisor firm founded over 25 years ago with a focus on building, managing and preserving clients’ wealth. At HeadInvest, preservation of capital for clients has always been a very important component of meeting each client’s goals. When it comes to planning and designing a portfolio to meet a client’s needs, we are focused on properly structuring the client’s portfolio to achieve the objectives and limit downside risk.

Our unique financial planning process provides clients with the framework to make important life decisions armed with an understanding of the potential financial impact of those decisions. Our goal is to work holistically — before we develop a portfolio, we seek to gain a thorough understanding of the client’s financial situation, risk tolerance and life and legacy goals.

We serve more than 300 high net worth individuals and their families. Our partners all individually have over 20 years expertise coming from different areas of the industry, including investment management, institutional equity research, retirement planning, philanthropic planning and financial counseling.

We are a fiduciary and fee-only wealth advisor, which means we are focused on offering objective advice, not products. We focus on developing trusted long-term relationships with our clients. HeadInvest was founded on the core belief that our advice and action should be directly aligned with your goals and our commitment to act in your best interest is the clearest path to long-term success. Our goal is provide the highest level of personal service, offering clients objective and unbiased advice. Whether individual or family, our primary focus is the growth of your portfolio and the preservation of your wealth.

Business Professionals

Client Profile:

Demanding schedule. Actively creating wealth building your business. May desire further wealth diversification.

HeadInvest Services:

• Coordinate wealth management issues with your legal and accounting team, including estate planning, insurance, tax planning

• Monitor the effectiveness of wealth transfer strategies, including the use of annual gift tax exclusions, lifetime unified gift and estate tax exemptions and appreciated assets

• Design and manage an investment program for liquid net worth

• Provide investment education for family members

retiredcouple-out-bking

Client Profile:

You have successfully built a significant retirement nest egg. We help you create a withdrawal strategy to meet your needs and preserve your wealth.

HeadInvest Services:

• Coordinate with you to develop a financial plan to fund your retirement looking holistically at your entire financial picture

• Monitor the plan with you on an on-going basis making adjustments based upon your unique circumstances

• Design a strategy that balances the preservation of your assets to meet your annual cash needs and longer-term objectives specific to your plans

• Provide on-going education and advice on all things financial in your life

Family

Client Profile:

Client comes to us after receiving a substantial inheritance or would like to plan for legacy goals and to efficiently to transfer assets to the next generation.

HeadInvest Services:

• Coordinate wealth management issues with your legal and accounting team, including estate planning, insurance, tax planning

• Monitor the effectiveness of wealth transfer strategies, including the use of annual gift tax exclusions, lifetime unified gift and estate tax exemption and appreciated assets

• Design and manage an investment program

• Provide investment education for family members

Professional Business Woman

Client Profile:

• Client is building her business, or may be recently widowed or divorced.

• We understand that the approach to financial planning and wealth management differs for each of our clients and her unique needs

• The issues facing that of a retiree living off of a fixed income are very different than those of a recently divorced mother who has children planning for college or an entrepreneur in need of a retirement plan

• Our professionals have helped many clients successfully navigate through transitions in their financial lives